"Insurance Company "TransOil", JSC
Insurance organizations
22.02.2011
06-01-11/221/3524
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
02.03.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
24.08.2007
234
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
65520
The nature of a breach:
Date of performance:
24.08.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
29.08.2007
77
Limited enforcement action
Written agreement
The nature of a breach:
1. administrative sanction was applied due to submission to the Authorized body of information, submission of which is required according to the banking legislation.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
25.02.2011
10-02-01/1122
Limited enforcement action
Commitment letter
The nature of a breach:
1. Requirments of point 2 of article 33 of the Law of Republic Kazakhstan "About insurance activity" have been broken
Date of performance:
11.03.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
03.09.2007
195
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
03.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
28.02.2011
06-01-11/255
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of prudential standards
Date of performance:
30.04.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
03.09.2007
183
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
03.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
03.09.2007
186
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
03.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
28.02.2011
10-02-01/874
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of item 2 of article 33 of the Law of the Republic Kazakhstan «About Insurance Activity »
Date of performance:
28.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
03.09.2007
187
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
03.09.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
