"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
14.10.2011
665/411/1167
Limited enforcement action
Written prescription
The nature of a breach:
1. By the result inspection
Date of performance:
18.11.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
17.10.2011
668/206/2822
Limited enforcement action
Commitment letter
The nature of a breach:
1. violation of paragraph 7 of Article 34 of the Law "On insurance activity" in the part of non-compliance with terms of appointment
Date of performance:
31.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
19.10.2011
661/234/1102
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective
Date of performance:
25.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
19.10.2011
661/234/1097
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective
Date of performance:
25.10.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
25.10.2011
69
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 421 284KZT
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company violated the Insurance Law at the time of its transactions|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
25.10.2011
68
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
968 493KZT
The nature of a breach:
1. administrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance (reinsurance) organization, the parent organization of the insurance group established by the National Bank of the Republic of Kazakhstan prudential regulations and other mandatory standards and limits|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
25.10.2011
69
Sanctions and other administrative penalties
Not specified
Punishment awarded:
101522
The nature of a breach:
1. administrative sanction was ap
Date of performance:
25.10.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
25.10.2011
68
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
1. administrative sanction was ap
Date of performance:
25.10.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
07.11.2011
664/212/2171
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
20.11.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
10.11.2011
664/212/2248
Limited enforcement action
Commitment letter
The nature of a breach:
1. breached the standards of diversification
Date of performance:
18.11.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
