"Insurance Company" ASKO", JSC
Insurance organizations
27.02.2008
06-01-18/447
Limited enforcement action
Commitment letter
The nature of a breach:
1. Failure to implement the requirement of the Decree of the Board of NBRK dated 03 June 2002 No.211 "Instructions on requirements to methodology of calculation of the insurance reserves of the insurance (reinsurance) organizations of the RК " and Decisions of the Board of NB of RK dated 25 March 2006 No.83 "Rules of calculation of the coefficients that described unprofitability of insurance (reinsurance) organizations".
Date of performance:
10.03.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
04.03.2008
06-03-18/491
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.03.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
04.03.2008
06-02-10/488
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
06.03.2008
19
Sanctions and other administrative penalties
Not specified
Punishment awarded:
105120
The nature of a breach:
Date of performance:
06.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
06.03.2008
23
Sanctions and other administrative penalties
Not specified
Punishment awarded:
43800
The nature of a breach:
Date of performance:
06.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
06.03.2008
22
Sanctions and other administrative penalties
Not specified
Punishment awarded:
43800
The nature of a breach:
Date of performance:
06.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
06.03.2008
21
Sanctions and other administrative penalties
Not specified
Punishment awarded:
43800
The nature of a breach:
Date of performance:
06.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
06.03.2008
20
Sanctions and other administrative penalties
Not specified
Punishment awarded:
43800
The nature of a breach:
Date of performance:
06.03.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
12.03.2008
06-01-22/552
Limited enforcement action
Written agreement
The nature of a breach:
1. Not implementing of requirements of the Decree of Board ofNational Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
01.06.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
12.03.2008
06-01-18/555
Limited enforcement action
Written warning
The nature of a breach:
1. Infringement of paragraph 25 of the Instruction on normative values and methodology of calculations of prudential normatives of insurance (reinsurance) organizations, forms and terms of representation of reports on implementing prudencial normatives confirmed by Decision of Board of the Agency of the RK on regulation and supervision of financial market & financial organizations dated 25th March 2006 No.87. Deadline 31st March 2008
Date of performance:
31.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
