"CNIC"Interteach", JSC
Insurance organizations
31.01.2008
06-01-22/257
Limited enforcement action
Written warning
The nature of a breach:
1. Infringement of requirements of the written instruction of Agency of the RK on regulation and supervision of the financial market & financial organizations dated 05 July 2007 No. 06-01-18/1950 for infringement of requirements of article 11-1 of the Law of the RK "On insurance activity"
Date of performance:
15.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
03.10.2008
131
Sanctions and other administrative penalties
Not specified
Punishment awarded:
233600
The nature of a breach:
1. administrative sanction was applied due to the fact that company failed fulfill the written instruction of the Authorized body
Date of performance:
03.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
03.10.2008
06-01-22/2279
Limited enforcement action
License suspension
The nature of a breach:
Date of performance:
02.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
11.12.2008
№ 06-01-15/2927
Sanctions and other administrative penalties
Written prescription
The nature of a breach:
1. "Considering the Report as of 01.11.2008 on compliance with the prudential ratios has been determined a breach of adequacy ratios of solvency margin and high-liquidity assets . "
Date of performance:
31.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
01.06.2009
06-01-15/799
Sanctions and other administrative penalties
Written prescription
The nature of a breach:
1. for untimely submitting the information according to the Law of the Republic of Kazakhstan "Insurance of civil law liability of owners of motor transport" in the regime of real time in the organization on forming and cunducting data
Date of performance:
01.06.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
31.01.2008
06-01-22/257
Limited enforcement action
Written warning
The nature of a breach:
1. Infringement of requirements of the written instruction of Agency of the RK on regulation and supervision of the financial market & financial organizations dated 05 July 2007 No. 06-01-18/1950 for infringement of requirements of article 11-1 of the Law of the RK "On insurance activity"
Date of performance:
15.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
31.01.2008
06-01-22/258
Limited enforcement action
Written warning
The nature of a breach:
1. Infringement of requirements of article 11-1 of the Law of RK "About insurance activity". Term of performance up to 15 March 2008.
Date of performance:
15.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
04.02.2008
06-01-22/282
Limited enforcement action
Written agreement
The nature of a breach:
1. Infringement the requirements of the Decree of the Board of National Bank of the RK dated 6th Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
01.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
04.02.2008
06-01-18/283
Limited enforcement action
Written prescription
The nature of a breach:
1. Not implementing of the subparagraph 1 and 1-1 of the paragraph 31 of the Instruction on normative values & methodology of calculating prudencial normatives of insurance organizations, forms and terms of representation of reports on following prudencial normatives authorized by Decree of Board of Agency of RK on regulation and supervision of the financial market & financial organizations dated 25th March 2006 No.87.
Date of performance:
29.02.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
12.02.2008
06-02-10/351
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.03.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
