"Insurance Company "London-Almaty", JSC
Insurance organizations
24.01.2008
06-01-22/195
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.07.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alibi Securities", JSC
Brocker-Dealers
21.08.2012
664/113/4779
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
28.01.2008
06-01-18/223
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
28.01.2008
06-01-18/224
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to implement the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
28.01.2008
06-01-18/225
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of the Decree of the Board of National Bank of the RK dated 6th Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
28.01.2008
06-01-22/259
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
30.01.2008
06-01-18/248
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
30.01.2008
06-01-18/251
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirements of the Decree of the Board of National Bank of the RK dated 6th Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
30.01.2008
06-01-18/249
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
30.01.2008
06-01-18/250
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of the Decree of the Board of National Bank of the RK dated 6th Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
