«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
04.07.2006
06-02-07/2031
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.07.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
07.07.2006
10-19/1533
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.07.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
07.07.2006
10-19/1533
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.07.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
10.07.2006
66
Sanctions and other administrative penalties
Not specified
Punishment awarded:
20600
The nature of a breach:
Date of performance:
10.07.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
10.07.2006
65
Sanctions and other administrative penalties
Not specified
Punishment awarded:
20600
The nature of a breach:
Date of performance:
10.07.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
11.07.2006
76
Sanctions and other administrative penalties
Not specified
Punishment awarded:
154500
The nature of a breach:
Date of performance:
11.07.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 7
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
11.07.2006
75
Sanctions and other administrative penalties
Not specified
Punishment awarded:
154500
The nature of a breach:
Date of performance:
11.07.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Brocker-Dealers
24.10.2013
66-4-1-05/4854
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
28.10.2013
66-4-1-05/5005
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
11.07.2006
74
Sanctions and other administrative penalties
Not specified
Punishment awarded:
32500
The nature of a breach:
Date of performance:
11.07.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
