"ASYL-INVEST", JSC
Brocker-Dealers
28.11.2013
290
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519 300KZT
The nature of a breach:
1. Official (Diusembekov A.G.) committed an administrative sanction, which is expressed in the violation of established by the legislation of the Republic of Kazakhstan the order of execution of transactions with securities|
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
28.11.2013
288
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519 300тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“ATF Finance”, JSC subsidiary company of “ATF Bank”, JSC
Brocker-Dealers
04.12.2013
66-4-1-05/5837
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
18.08.2006
06-01-19/2455
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.09.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
21.08.2006
10-19/2126
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.04.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
25.08.2006
09.11.3295
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.09.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
25.08.2006
06-01-19/2512
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.10.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
06.09.2006
10-13/2223
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.09.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
07.09.2006
10-13/2240
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.09.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
27.09.2006
10-13/2775
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
