Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Brocker-Dealers
24.10.2013
66-4-1-05/4854
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
28.10.2013
66-4-1-05/5005
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
11.07.2006
74
Sanctions and other administrative penalties
Not specified
Punishment awarded:
32500
The nature of a breach:
Date of performance:
11.07.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
12.07.2006
10-13/1631
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.07.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“ATF Finance”, JSC subsidiary company of “ATF Bank”, JSC
Brocker-Dealers
29.10.2013
66-4-1-05/5066
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
07.08.2006
06-01-19/2336
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to publish annual financial report
Date of performance:
17.08.2006
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
07.08.2006
06-01-19/2335
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
29.10.2013
66-4-2-05/5055
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
13.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
31.10.2013
259
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 199
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
07.08.2006
06-01-19/2337
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
