"ASYL-INVEST", JSC
Brocker-Dealers
21.11.2013
291
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
865 500тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
17.08.2006
06-01-19/2421
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
17.08.2006
06-01-19/2424
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
21.11.2013
289
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519 300тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
21.11.2013
284
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519 300тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
18.08.2006
96
Sanctions and other administrative penalties
Not specified
Punishment awarded:
51500
The nature of a breach:
Date of performance:
18.08.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 7
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
21.11.2013
287
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
865 500тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
18.08.2006
97
Sanctions and other administrative penalties
Not specified
Punishment awarded:
20600
The nature of a breach:
Date of performance:
18.08.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
18.08.2006
95
Sanctions and other administrative penalties
Not specified
Punishment awarded:
51500
The nature of a breach:
Date of performance:
18.08.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
25.11.2013
66-4-1-05/5618
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
