Microfinancial organization «Bolashak Invest Finance» LLP
An organization engaged in microfinance activities
29.07.2021
211900803000021
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"АБДОЛЛА АТЫРАУ" LLP
Authorized organization
02.08.2021
2312-21-00-3/4323
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
408380
The nature of a breach:
Date of performance:
01.09.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 4
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
«Исламский Банк «Al-Hilal» JSC
Second tier banks
27.07.2021
210000803000055
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
145 850
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Date of performance:
29.07.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
05.08.2021
210000803000057
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. 1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kaspi Bank", JSC
Second tier banks
23.07.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
21.07.2021
210000803000051
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
30.06.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
"Nurbank", JSC
Second tier banks
25.06.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
14.06.2021
210000803000050
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Making a payment and (or) transfer of money by an authorized bank for a foreign exchange operation without submitting a foreign exchange agreement or foreign exchange agreement with an assigned account number, when the submission of such a foreign exchange agreement is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Еrmuhan" LTC
Authorized organization
16.06.2021
211100803000013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
233 360
The nature of a breach:
1. Violation of licensing standards established by the legislation of the Republic of Kazakhstan, including non-compliance with qualification requirements
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
