Measures being imposed

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

LLP Lombard "Mayak KZ" were not provided with reports as of July 1, 2021: - according to the forms in accordance with Appendices Nos. 7 and 8 to Rules No. 41; - according to the forms according to Appendices No. 5, 6, 7 and 9 to Regulation No. 222; - according to the form in accordance with Appendix No. 4 to Regulation No. 224 Thus, LLP Lombard "Mayak KZ" committed an administrative offense, the responsibility for which is provided for in part 1 of Article 212 of the Administrative Code of the Republic of Kazakhstan

1. On submission financial and other reporting

Павлодарский филиал (Павлодар)

1. Violation by organizations engaged in microfinance activities of the deadlines for submission of financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. Violation by organizations engaged in microfinance activities of the deadlines for submission of financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. Violation by organizations engaged in microfinance activities of the deadlines for submission of financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. Violation by organizations engaged in microfinance activities of the deadlines for submission of financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. submission of an incomplete and (or) unreliable report on the notification of conducted currency transactions

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный аппарат

1. violation by the currency control agent of the deadline for submitting a report on foreign exchange contracts for export or import provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 5 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный аппарат

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Мангистауский филиал (Актау)

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Мангистауский филиал (Актау)

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Мангистауский филиал (Актау)