Authorized organization
22.12.2021
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
17.01.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
15.12.2021
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
31.12.2021
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
An organization engaged in microfinance activities
30.11.2021
216300800000037
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to application 4 of the Decree № 224 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.11.2021
216300800000036
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to application 7 of the Decree № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.11.2021
216300800000035
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to application 6 of the Decree № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.11.2021
216300800000034
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to application 5 of the Decree № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.11.2021
216300800000033
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to applications 7 and 8 of the Decree № 41 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
09.12.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
ТОО "Global Finance Group"
Authorized organization
29.11.2021
Supervisory response
Forced Supervisory Response Measures
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: подпункт 5) пункта 2, пункт 41, 42, 49, 51, 63 / Приложение 11–1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
16.11.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
