"Halyk Bank of Kazakhstan", JSC
Second tier banks
09.06.2021
210000803000046
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. violation of the procedure for the purchase and (or) sale of non-cash foreign currency in the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 1-1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Nurbank", JSC
Second tier banks
09.06.2021
210000803000048
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Nurbank", JSC
Second tier banks
09.06.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"М-Тенге" LPP
Authorized organization
23.06.2021
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
08.06.2021
216300803000098
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report established by Resolution № 41 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated.
Date of performance:
23.06.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
08.06.2021
216300803000097
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report established by Resolution № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated.
Date of performance:
23.06.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
08.06.2021
216300803000096
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report established by Resolution № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated.
Date of performance:
23.06.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
08.06.2021
216300803000095
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report established by Resolution № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated.
Date of performance:
23.06.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
08.06.2021
216300803000094
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report established by Resolution № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated.
Date of performance:
23.06.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
08.06.2021
216300803000093
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report established by Resolution № 224 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated.
Date of performance:
23.06.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
