An organization engaged in microfinance activities
02.02.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Authorized organization
06.02.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
18.03.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пункт 3 подпункт 1)
-
Type of Enactments
1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
20.01.2023
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Collection agency
18.01.2023
237500800000009
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15
Пункт: пп.11 п.1
- The Law on Collection Activities
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Collection agency
18.01.2023
237500800000007
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15
Пункт: пп.11 п.1
- The Law on Collection Activities
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Collection agency
18.01.2023
23750080000005
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15
Пункт: пп.11 п.1
- The Law on Collection Activities
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Collection agency
18.01.2023
23750080000004
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15
Пункт: пп.11 п.1
- The Law on Collection Activities
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
26.01.2023
25-04-16/213
Limited enforcement action
License suspension
The nature of a breach:
1. Violation of the requirements of paragraphs 33-1, 49, 51, 54 of Rules No. 49
Date of performance:
26.02.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33-1
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Note:
Suspension of the license for exchange operations with cash foreign currency and its annex for a period of 1 month
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Bereke Bank JSC (SB of Lesha Bank LLC (Public))
Second tier banks
13.01.2023
230000800000006
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Making by an authorized bank a payment and (or) transfer of money on a foreign exchange transaction without submitting a foreign exchange agreement or a foreign exchange agreement with an assigned accounting number, when the submission of such a foreign exchange agreement is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Таур Exchange" LLP
Authorized organization
24.01.2023
25-04-16/150
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the requirement of subparagraph 2) of paragraph 11 of Regulation № 49
Date of performance:
30.01.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
