Payment organization
13.09.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
13.09.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Development Bank of Kazakhstan JSC
Organizations with state as a sole shareholder
21.09.2022
220000800001307
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Untimely representation of reporting by the authorized banks for the purpose of carrying out the monitoring of demand and supply sources, as well as directions of using foreign currency at internal currency market, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Development Bank of Kazakhstan JSC
Organizations with state as a sole shareholder
21.09.2022
220000800001305
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Untimely representation of reporting by the authorized banks for the purpose of carrying out the monitoring of demand and supply sources, as well as directions of using foreign currency at internal currency market, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Development Bank of Kazakhstan JSC
Organizations with state as a sole shareholder
21.09.2022
220000800001304
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Untimely representation of reporting by the authorized banks for the purpose of carrying out the monitoring of demand and supply sources, as well as directions of using foreign currency at internal currency market, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Development Bank of Kazakhstan JSC
Organizations with state as a sole shareholder
21.09.2022
220000800001303
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Untimely representation of reporting by the authorized banks for the purpose of carrying out the monitoring of demand and supply sources, as well as directions of using foreign currency at internal currency market, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
29.09.2022
Sanctions and other administrative penalties
License suspension
The nature of a breach:
Date of performance:
27.11.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
03.10.2022
227500800000771
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
428820
The nature of a breach:
1. failure of financial monitoring entities to take measures for proper verification of clients (their representatives) and beneficial owners, responsibility for which is provided for in part 4 of Article 214 of the Code of the Republic of Kazakhstan on Administrative Offenses.
Date of performance:
26.11.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 4
- The Code of Administrative Offenses
Note:
Resolution of the Specialized Interdistrict Court for Administrative Offenses of the city of Almaty No. 7528-22-00-3/28402 dated 10/26/2022. The fine was paid on 02.11.22 in the amount of 428,820 tenge
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
03.10.2022
227500800000770
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
245040
The nature of a breach:
1. violation of licensing standards established by the legislation of the Republic of Kazakhstan, including non-compliance with the qualification requirements for licensed activities, responsibility for which is provided for in part 1 of Article 464 of the Code of the Republic of Kazakhstan on Administrative Offenses.
Date of performance:
15.10.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Note:
Resolution of the Almaty city branch of the National Bank of the Republic of Kazakhstan.The fine was paid on 26.10.2022 in the amount of 245,040 tenge.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Хепри-Финанс" money-changing house" LLP
Authorized organization
16.09.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
