Payment organization
07.11.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
07.11.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
14.10.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 63
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
01.11.2022
227500800000788
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
428820
The nature of a breach:
1. failure of financial monitoring entities to take measures for proper verification of clients (their representatives) and beneficial owners, responsibility for which is provided for in part 4 of Article 214 of the Code of the Republic of Kazakhstan on Administrative Offenses.
Date of performance:
16.12.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 4
- The Code of Administrative Offenses
Note:
Resolution of the Specialized Interdistrict Court for Administrative Offenses of the city of Almaty. The fine of Almaz Alex Exchange LLP was paid on 17.11.2022 in the amount of 428,820 tenge.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Payment organization
28.10.2022
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning compliance with the law on payments and money transfers
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Magnat" LLP
Authorized organization
28.09.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
09.11.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
- The Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49.
2. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
2. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
2. Concerning observance of requirements of the foreign exchange legislation
2. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Payment organization
28.10.2022
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Bank Freedom Finance Kazakhstan" JSC
Second tier banks
17.10.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
07.10.2022
220000800001308
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Untimely representation of reporting by the authorized banks for the purpose of carrying out the monitoring of demand and supply sources, as well as directions of using foreign currency at internal currency market, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
07.10.2022
220000800001309
Sanctions and other administrative penalties
Warning
Punishment awarded:
Предупреждение
The nature of a breach:
1. Untimely representation of reporting by the authorized banks for the purpose of carrying out the monitoring of demand and supply sources, as well as directions of using foreign currency at internal currency market, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
