Measures being imposed

1 308 120

1. administrative sanction was applied violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan concerning counteraction to legalization (laundering) of income earned illegally, and terrorism financing in the part of the documentary recording and provision of information on transactions subject to financial monitoring

1. Статья: 214 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

1. violation of the deadline for submission of information

30.12.2019

1. Статья: 15 Пункт: пп.18 п.1 -

Performed

1. Law On collection activities

Южно-Казахстанский филиал (Шымкент)

636300

1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements

1. Статья: 239 Пункт: 4 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

212 100

1. Repeated (two or more times in a period of six consecutive calendar months) failure to comply with the securities market entities the obligation to disclose information in a manner and on terms determined by the legislation of the Republic of Kazakhstan

1. Статья: 263 -

1. Concerning regulation of financial sector

Центральный аппарат

1. Due to the untimely representation information to authorized body

1. On submission financial and other reporting

Центральный аппарат

198200

1. Non-performance by subjects of securities market of an obligation for disclosure of information in an order and on the conditions determined by the legislation of the Republic of Kazakhstan

1. Статья: 263 -

1. Concerning regulation of financial sector

Центральный аппарат

396400

1. administrative sanction was applied in violation of the requirements for the procedure and terms of disclosure of information about its activity established by the legislation of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

198200

1. Non-performance by subjects of securities market of an obligation for disclosure of information in an order and on the conditions determined by the legislation of the Republic of Kazakhstan

1. Статья: 263 -

1. Concerning regulation of financial sector

Центральный аппарат

4 666 200

1. Administrative violation was due to the failure to comply with the legislation of the Republic of Kazakhstan on counteraction of legitimization (laundering) of incomes received by illegal means, and financing of terrorism by subjects of financial monitoring in a part of fixing and provision of information on transactions with property subjected to financial monitoring

1. Статья: 214 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

The decision was determined by SIAC of Almaty city

1. Concerning regulation of financial sector

Центральный аппарат

198200

1. Non-performance by subjects of securities market of an obligation for disclosure of information in an order and on the conditions determined by the legislation of the Republic of Kazakhstan

1. Статья: 263 -

1. Concerning regulation of financial sector

Центральный аппарат