An organization engaged in microfinance activities
07.12.2018
55-13-22-2/1321
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-compliance of the standard form of the contract with the requirements of the Law of the RK “On microfinance organizations”.
Date of performance:
24.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.1-1 п.1
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
«Microfinancial organization» Batys Finance» LLP
An organization engaged in microfinance activities
12.12.2018
57-07-11/2611
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of requirements the Law of the Republic of Kazakhstan "On Microfinance Organizations"
Date of performance:
15.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- The Law of the Republic of Kazakhstan "On Microfinance Organizations"
Note:
Implemented via letter №03-278 from 20.12.2018
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Microfinancial organization "TT-Finance" LLP
An organization engaged in microfinance activities
12.12.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 500
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Date of performance:
10.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Note:
Done
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Microfinancial organization "Atameken Kostanai" LLP
An organization engaged in microfinance activities
14.12.2018
№59-8-32/3376
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the terms of information submission to the State Credit Bureau, not developed and not approved The method of creating provisions (reserves) in accordance with the requirements of the Classification Rules
Date of performance:
07.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: пп.8 п.2
- The Law on Microfinance Organizations
2. Статья: 38 - The Classification Rules
3. Статья: 3 Пункт: 3 - The Rules for calculating the annual effective interest rate on provided microcredits
2. Статья: 38 - The Classification Rules
3. Статья: 3 Пункт: 3 - The Rules for calculating the annual effective interest rate on provided microcredits
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
«Microfinancial organization «Kazkredit» LLP
An organization engaged in microfinance activities
20.12.2018
52-14-18/6852
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
19.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Kokshe-SAyzhan" microfinancial organization" LPP
An organization engaged in microfinance activities
21.12.2018
50-08-11/2659
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
16.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Note:
Executed (16.01.2019 №01 letter)
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
An organization engaged in microfinance activities
26.12.2018
51-40-35/
Limited enforcement action
Written prescription
Punishment awarded:
0
The nature of a breach:
1. Lack of provisions for the formation of provisions
Date of performance:
18.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.7 п.2
- The MFO Law
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
An organization engaged in microfinance activities
26.12.2018
51-40-35/
Limited enforcement action
Written prescription
Punishment awarded:
0
The nature of a breach:
1. Lack of accounting records for off-balance sheet accounts
Date of performance:
18.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 22
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"Microfinancial organization "Atyrau-Currency" LLP
An organization engaged in microfinance activities
27.12.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2450550
The nature of a breach:
1. Provision of details by an information provider on a subject of credit history to the credit bureaus (with the exception of a credit bureau with state participation) for formation of credit history and (or) filing request by a recipient of credit report on representing the credit report without the consent of the subject of information, with the exception of cases of providing negative information on the subject of creditor history and (or) credit report containing negative information of the subject of creditor history, as well as its incorrect execution, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 2
-
Note:
Is paid. Payment courier №00000000008 January 9, 2019 year
Type of Enactments
1. LAW CONCERNING THE NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
«Microfinancial organiztion «Kasipker-Birlik» LLP
An organization engaged in microfinance activities
27.12.2018
57-07-11/2723
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of the risk assessment audit
Date of performance:
31.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Note:
based on the results of the risk assessment audit
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
