«Microfinancial organization «ProfitCenter» LLP
An organization engaged in microfinance activities
28.12.2018
57-07-11/2724
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of the risk assessment audit
Date of performance:
30.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Microfinancial organization "ZoloTo" LLP
An organization engaged in microfinance activities
28.12.2018
б/н
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
721 500 тенге
The nature of a breach:
1. Provision of details by an information provider on a subject of credit history to the credit bureaus (with the exception of a credit bureau with state participation) for formation of credit history and (or) filing request by a recipient of credit report on representing the credit report without the consent of the subject of information, with the exception of cases of providing negative information on the subject of creditor history and (or) credit report containing negative information of the subject of creditor history, as well as its incorrect execution, shall
Date of performance:
29.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 2
- The Code of Administrative Offenses
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Microfinancial organization "Elin - Kredit" LLP
An organization engaged in microfinance activities
28.12.2018
№59-8-32/3442
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
19.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Microfinancial organization "TT-Finance" LLP
An organization engaged in microfinance activities
28.12.2018
53-02-12/1618/2742
Limited enforcement action
Written prescription
The nature of a breach:
1. Missin of warranty agreement
Date of performance:
21.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 20
Пункт: пп.1 п.4
-
Note:
Complied with the letter of 21.01.2019 г. № 10
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"Microfinancial organization "Atyrau-Currency" LLP
An organization engaged in microfinance activities
09.01.2019
54-09-12/20
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the principles of accounting
Date of performance:
30.01.2019
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Microfinancial organization" SENYM-VMY" LLP
An organization engaged in microfinance activities
14.01.2019
52-14-24/175
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
31.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization «Kredit-region» LLP
An organization engaged in microfinance activities
17.01.2019
58-12-10/122
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
01.02.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Note:
executed by the letter № 2 , 30.01.2019
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
«Central Asia Microfinancial organization" LLP
An organization engaged in microfinance activities
23.01.2019
52-14-19/322
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
12.02.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 3
-
2. Статья: 6 Пункт: 3 - The Resolution of the Board of the National Bank of the RK “On the determination of the list of mandatory conditions for a microcredit agreement” No.264 dated October 29, 2018
3. Статья: 9-1 Пункт: 4 - The Law «Оn Microfinance Organizations» dated 26 November, 2012 No.56-V
4. Статья: 15 - The Law "On Languages in the Republic of Kazakhstan" dated 11 July 1997 No.151
2. Статья: 6 Пункт: 3 - The Resolution of the Board of the National Bank of the RK “On the determination of the list of mandatory conditions for a microcredit agreement” No.264 dated October 29, 2018
3. Статья: 9-1 Пункт: 4 - The Law «Оn Microfinance Organizations» dated 26 November, 2012 No.56-V
4. Статья: 15 - The Law "On Languages in the Republic of Kazakhstan" dated 11 July 1997 No.151
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Portofolio Manager
02.12.2014
140000803000912
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
555 600 тенге
The nature of a breach:
1. Violation by the professional market participant of capital issues of the requirements established by the legislation of the Republic of Kazakhstan for its activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"NGDEM Finance", JSC
Portofolio Manager
13.11.2015
33-1-06/9326
Limited enforcement action
Commitment letter
The nature of a breach:
1. Due to the untimely representation to National Bank of the RK of the report on the qualified investors
Date of performance:
27.11.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
