Measures being imposed

519300

1. Official committed an administrative offense, expressed in a violation by the Issuer of the terms and procedure of placement of the issued securities, established by the legislation of the Republic of Kazakhstan (Bralyna S. K.)

1. Статья: 196-1 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan

24.10.2018

1. Статья: 4 Пункт: ч.1, п.5 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
2. Статья: 6 Пункт: 1-1 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".

1. The Law "On Microfinance Organizations"

Алматинский городской филиал (Алматы)

240500

1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall

25.11.2018

1. Статья: 208 Пункт: 3 - The Code of Administrative Offenses

1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan

Актюбинский филиал (Актобе)

240500

1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall

25.11.2018

1. Статья: 208 Пункт: 3 - The Code of Administrative Offenses

1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan

Актюбинский филиал (Актобе)

240500

1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall

25.11.2018

1. Статья: 208 Пункт: 3 - The Code of Administrative Offenses

1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan

Актюбинский филиал (Актобе)

692400

1. Administrative sanction was applied in a violation by the Issuer of the terms and procedure of placement of the issued securities, established by the legislation of the Republic of Kazakhstan

1. Статья: 196-1 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

336700

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial ones owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

Resolution of the specialized administrative court of Aktobe city dated 08.11.2018 (case No. 1512-18-00-3 / 11846)

1.

Актюбинский филиал (Актобе)

336700

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial ones owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

Resolution of the specialized administrative court of Aktobe city dated 08.11.2018 (case No. 1512-18-00-3 / 11846)

1.

Актюбинский филиал (Актобе)

336700

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial ones owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

Resolution of the specialized administrative court of Aktobe city dated 08.11.2018 (case No. 1512-18-00-3 / 11846)

1.

Актюбинский филиал (Актобе)

1885520,00

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminal proceeds and the financing of terrorism in terms of documenting, storing and providing information on operations subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial ones owners, suspension and refusal from conducting operations subject to financial monitoring, protection of documents received in the process its activities

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Центральный филиал (Нур-Султан)