Measures being imposed

1. violation of point 138 of Rules of implementation of the non-cash payments and (or) money transfers to territories of the Republic of Kazakhstan approved by the resolution of Board of National Bank of the Republic of Kazakhstan of August 31, 2016 № 208

07.12.2017

1. Статья: 138 - Of the Rules for Making Cashless Payments and (or) Money Transfers in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of Kazakhstan of August 31, 2016 No. 208

1. Concerning compliance with the law on payments and money transfers

Павлодарский филиал (Павлодар)

1. According to the art.46 of the Law of the banks and banking activitiesof the Republic of Kazakhstan, the written prescription was applied to the Organization for breaking the legislation of the Republic of Kazahstan

24.11.2017

1. Concerning regulation of financial sector

Центральный аппарат

1 500 тенге

1. Execution of the instruction on payment and (or) transfer of money in cases when the Law of the Republic of Kazakhstan "On payments and payment systems" provides for the refusal.

1. Статья: 220 Пункт: 4-1 - Administrative Violations Code of the Republic of Kazakhstan

Penalty in the amount of 1,500 tenge was paid on 07.12.2017.

1. Concerning the compliance with the law on payments and payment systems

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. Collection from the account of more than 50% of incoming amounts of money

28.02.2018

1. Статья: 36 - Of the “Law about banks and banking activity in the Republic of Kazakhstan”
2. Статья: 32 - Of the Law of the Republic of Kazakhstan “About payments and payment systems”
3. Статья: 137 - Rules for the implementation of non-cash payments and (or) money transfers in the territory of the Republic of Kazakhstan

Complied with the letter of 27.02.2018 № 30-13/1060

1. Concerning observance of financial consumer's rights

Филиал в области Жетісу (город Талдыкорган)

1 443 000 KZT

1. Administrative sanction was applied due to submission of inaccurate reporting to the Authorized Body

1. Статья: 213 Пункт: 3 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

1. For violation of prudential standards

1. Статья: 46 - In accordance with the requirements of Article 46 of the Banking Law

1.

Центральный аппарат

1. Failure to return outstanding payment requests

12.12.2018

1. Статья: 53 Пункт: 4 - The Law of the Republic of Kazakhstan "On Payments and Payment Systems"

Complied with the letter of 11.12.2018 №01-30-13/36992

1. Concerning the compliance with the law on payments and payment systems

Филиал в области Жетісу (город Талдыкорган)

1. a submission of inaccurate reporting to the Authorized Body

1. Статья: 46 - Of the Bank Law of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

120 250 тенге

1. Non-fulfillment of obligation by banks on indicating the interest rate in a reliable, annual, effective, comparable calculation in agreements, concluded with customers

1. Статья: 213 Пункт: 10 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

1. untimely reporting

1. Статья: 212 Пункт: 1 - The Code of the Republic of Kazakhstan "On Administrative Infractions"

1. Concerning the compliance with the law on payments and payment systems

Центральный аппарат