Measures being imposed

1. untimely reporting

1. Статья: 212 Пункт: 1 - The Code of the Republic of Kazakhstan "On Administrative Infractions"

1. Concerning the compliance with the law on payments and payment systems

Центральный аппарат

1. According to 46 article of the Law of the Republic of Kazakhstan dated 31 August 1995 No 2444 «On Banks and Banking Activities in the Republic of Kazakhstan» a written instruction was applied due to the Organization violation of the law of the Republic of Kazakhstan

23.05.2019

1. Concerning regulation of financial sector

Центральный аппарат

1. For violation of internal procedures/ rules

31.07.2019

1. Concerning observance of financial consumer's rights

Кызылординский филиал (Кызылорда)

1. For untimely granting statements by organization as of 01.10.2014

15.12.2014

implemented

1. On submission financial and other reporting

Центральный аппарат

740 800тг.

1. Sanction was applied due failure by the issuer of the capital issues of the requirements for the procedure and conditions of disclosure information about his activity

1. Статья: 199 -

1. Concerning regulation of financial sector

Центральный аппарат

185 200тг.

1. No disbursement, as well as late reporting, data or other information requested or giving to the authority for the control and supervision of financial market and to financial organizations by banks, major participants of banks, bank holding companies, as well as individual and legal entity s, the relevant characteristics of a bank or major participant bank holding company, in accordance with the banking laws of the Republic of Kazakhstan, the organizations engaged in certains of banking operations, accounting, information that does not contain data, the submission of which is required under the banking laws of the Republic of Kazakhstan, or providing false statements or information, or other information requested (official of Kapanova)

1. Статья: 168-2 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

185 200тг.

1. Violation of the entity market of capital issues, requirements on reporting, information, data to the authorized body for control and supervision of financial market and financial organizations (official of Tsaliuk A.)

1. Статья: 193 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

370 400тг.

1. Violation of the entity market of capital issues, requirements on reporting, information, data to the authorized body for control and supervision of financial market and financial organizations

1. Статья: 193 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

370 400тг.

1. Violation of the entity market of capital issues, requirements on reporting, information, data to the authorized body for control and supervision of financial market and financial organizations

1. Статья: 193 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат

370 400тг.

1. No disbursement, as well as late reporting, data or other information requested or giving to the authority for the control and supervision of financial market and to financial organizations by banks, major participants of banks, bank holding companies, as well as individual and legal entity s, the relevant characteristics of a bank or major participant bank holding company, in accordance with the banking laws of the Republic of Kazakhstan, the organizations engaged in certains of banking operations, accounting, information that does not contain data, the submission of which is required under the banking laws of the Republic of Kazakhstan, or providing false statements or information, or other information requested

1. Статья: 168-2 Пункт: 1 -

1. Concerning regulation of financial sector

Центральный аппарат