“OAPF “Otan”, JSC
Pensions Savings Fund
05.04.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“OAPF “Otan”, JSC
Pensions Savings Fund
18.04.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“OAPF “Otan”, JSC
Pensions Savings Fund
18.04.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519 300,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“OAPF “Otan”, JSC
Pensions Savings Fund
18.04.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“OAPF “Otan”, JSC
Pensions Savings Fund
25.04.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“OAPF “Otan”, JSC
Pensions Savings Fund
23.05.2013
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Integrated accumulative pension fund", JSC
Pensions Savings Fund
03.07.2019
40-4-17/263
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.7 п.2
- Law of the Republic of Kazakhstan "On Securities Market"
2. Статья: 21 - Of the annex 2 of Rules №189
2. Статья: 21 - Of the annex 2 of Rules №189
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Microfinancial organization "Zhana Otau" LLP
An organization engaged in microfinance activities
12.02.2014
57-07-09/342
Limited enforcement action
Commitment letter
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
31.03.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Note:
№06 27.02.2014
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Microfinancial organization "Credital" LLP
An organization engaged in microfinance activities
25.04.2014
57-07-09/917
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution No130 of 27 May 2013 of the Board of the NBRK, of the Rules, approved by the Resolution No373 of 24 December 2012 of the Board of the NBRK, of the Rules, approved by the Resolution No 381 of 24 December 2012 of the Board of the NBRK and of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
06.05.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Microfinancial organization "Credital" LLP
An organization engaged in microfinance activities
28.04.2014
57-07-09/942
Limited enforcement action
Commitment letter
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
06.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Note:
№28 06.05.2014
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
