"Kazpost", JSC
Organizations with state as a sole shareholder
03.07.2014
29-2-07/1423
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of Rules of National Bank of Kazakhstan №266 from 02.06.2000
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning compliance with the law on payments and money transfers
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
17.02.2015
38-2-04/223
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued to the Organization for violation of Law on Joint Stock сompanies
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“KazAgroFinance”, JSC
Organizations with state as a sole shareholder
12.05.2015
1500008031092-1500008031095
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 585 600
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“KazAgroFinance”, JSC
Organizations with state as a sole shareholder
12.05.2015
1500008031089-1500008031091
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
297300
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its obligation to specify in its contracts, concluded with clients, of fee rate in its true, annual, effective, comparable calculation, as well as the dissemination of information on the quantities of interest on financial services, including its publication.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 10
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“KazAgroFinance”, JSC
Organizations with state as a sole shareholder
12.05.2015
1500008031084-1500008031088
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 982 000
The nature of a breach:
1. administrative sanction was applied due to in the violation of legislation of the Republic of Kazakhstan on credit bureaus and formation of credit histories
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“KazAgroFinance”, JSC
Organizations with state as a sole shareholder
12.05.2015
1500008031080 -1500008031083
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 585 600
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“KazAgroFinance”, JSC
Organizations with state as a sole shareholder
24.07.2015
№38-2-04/740
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the organization, recognizing the failure to comply with regulations.
Date of performance:
07.08.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“KazAgroFinance”, JSC
Organizations with state as a sole shareholder
24.07.2015
№38-2-04/741
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued to the Organization for violation of normative legal acts
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kazpost", JSC
Organizations with state as a sole shareholder
12.08.2015
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“National Company “Food Contractual Corporation”, JSC
Organizations with state as a sole shareholder
10.09.2015
150000803001900-150000803001904
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 982 000 тг
The nature of a breach:
1. "administrative sanction was applied as a result of failing to provide financial statements, containing summaries, required by Banking Legislation of the Republic of Kazakhstan"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
