"Kazpost", JSC
Organizations engaged in certain types of banking оperations
01.08.2018
54-09-12/1737
Limited enforcement action
Written prescription
The nature of a breach:
1. incomplete submission of the requested documents in accordance with the Law of the Republic of Kazakhstan "On the National Bank of the Republic of Kazakhstan"
Date of performance:
03.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 62-3
Пункт: 3
- Of the Law RoK "About National Bank of the Republic of Kazakhstan" №2155 the 30 of March, 1995 year
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Kazpost", JSC
Organizations engaged in certain types of banking оperations
15.10.2018
58-12-12/3836
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the terms of the payment requirements
Date of performance:
15.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 131
- Of the Rules for Making Cashless Payments and (or) Money Transfers in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of Kazakhstan of August 31, 2016 No. 208
Note:
executed letter Ref.№01-30-13/28265 from 23.10.2018 g.
Type of Enactments
1. Concerning compliance with the law on payments and money transfers
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Kazpost", JSC
Organizations engaged in certain types of banking оperations
26.10.2018
б/н
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
16494.02
The nature of a breach:
1. For late execution / failure to execute payment order and (or) money transactions, in violation of term established by the Law Republic of Kazakhstan «On payment and payment system».
Date of performance:
04.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 220
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning compliance with the law on payments and money transfers
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Kazpost", JSC
Organizations engaged in certain types of banking оperations
05.07.2019
193100803000016
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
37875
The nature of a breach:
1. Vrolation of the procedure for submitting reports on issued registration certificates or certificates on the notice or certificates of currency monitoring, on exchange operations with foreign currency in cash, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission doubtful reporting on issued registration certificates or certificates of the nofice or on currency monitoring, on exchange operations with foreign currency in cash entails a warning to individuals and legal entities.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 6
- The Code of Administrative Offenses
Note:
Executed by electronic payment order No. 0000049070 dated 19.07.2019y.
Type of Enactments
1. Қазақстан Республикасында қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыру қағидалары №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
14.05.2019
33-1-05/1851
Limited enforcement action
Written prescription
The nature of a breach:
1. On results of the inspection
Date of performance:
31.05.2019
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
19.07.2019
190000803000312-190000803000320
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2020000
The nature of a breach:
1. Аdministrative sanction was applied due to violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements by the financial and microfinancial organizations
Date of performance:
16.09.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
paid
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
19.07.2019
190000803000318
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1563054
The nature of a breach:
1. Аdministrative sanction was applied due to conclusion of an obligatory insurance contract by an insurance (reinsurance) company on conditions that do not comply with the requirements of the legislation of the Republic of Kazakhstan, expressed in setting the size of insurance premiums other than those specified by the laws of the Republic of Kazakhstan on compulsory types of insurance, as well as incorrect (unreasonable) application of coefficients in calculating insurance premiums
Date of performance:
16.09.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 5
-
Note:
paid
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
07.08.2019
190000803000343, 190000803000345, 190000803000346
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
735702
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Note:
Paid
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
07.08.2019
190000803000339, 190000803000340
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1060500
The nature of a breach:
1. Administrative sanction was applied due to violation of requirements of legislative acts of the Republic of Kazakhstan, expressed in non-fulfillment or improper fulfillment of requirements on providing information to the insurance database by an insurance (reinsurance) company
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 3
-
Note:
Paid
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
07.08.2019
190000803000342
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
252500
The nature of a breach:
1. administrative sanction, expressed in the improper fulfillment of other conditions of the concluded insurance contract regarding the implementation of insurance payments not in full
Date of performance:
02.10.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Note:
Paid
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
