"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
15.04.2019
61-12-13/4/47/16
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
252500
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Date of performance:
15.05.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
"Insurance Company" ASKO", JSC
Insurance organizations
16.04.2019
190000803000183
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
16.04.2019
190000803000185
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
16.04.2019
190000803000184
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Date of performance:
16.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
04.05.2019
33-4-07/1779
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
17.05.2019
Статья/пункты НПА, Статья КоАП:
Note:
Done
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
08.05.2019
№33-2-05/1820
Limited enforcement action
Written prescription
The nature of a breach:
1. On results of the inspection
Date of performance:
27.05.2019
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
02.07.2010
29304/1708
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of Rules of National Bank of Kazakhstan №179 from 25.04.2000
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning compliance with the law on payments and money transfers
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
02.04.2012
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
12.09.2012
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
“Kazakhstan Stock Exchange”, JSC
Organizations engaged in certain types of banking оperations
20.04.2012
29305/957
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of Instruction of National Bank of Kazakhstan №95 from 28.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning compliance with the law on payments and money transfers
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
