Measures being imposed

4 666 200

1. Administrative violation was due to the failure to comply with the legislation of the Republic of Kazakhstan on counteraction of legitimization (laundering) of incomes received by illegal means, and financing of terrorism by subjects of financial monitoring in a part of fixing and provision of information on transactions with property subjected to financial monitoring

1. Статья: 214 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

90847.40

08.03.2017

1. Статья: 220 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning compliance with the law on payments and money transfers

Южно-Казахстанский филиал (Шымкент)

1. Regarding the remedial actions that is required to be taken in order to eliminate violations detected during the inspection together with the causes and conditions facilitating its commitment with provision of the relevant plan of actions

18.04.2017

Implemented by letters №3/2313 from 18.04.2017 and №3/3400 from 19.06.2017

1. Concerning regulation of financial sector

Центральный аппарат

0

1. Статья: 243 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный аппарат

1. Restriction in the disposal of funds from the customer's bank account

03.11.2017

1. Статья: 32 - The Law of the Republic of Kazakhstan "On payments and payment systems"
2. Статья: 137 - The Rules for the implementation of non-cash payments and/or money transfers in the territory of the Republic of Kazakhstan

1. Concerning the compliance with the law on payments and payment systems

Карагандинский филиал (Караганда)

25 179,25

1. untimely execution of the instruction on payment and (or) transfer of money

27.11.2017

1. Статья: 220 Пункт: 1 - Administrative Violations Code of the Republic of Kazakhstan.

1. Concerning the compliance with the law on payments and payment systems

Кызылординский филиал (Кызылорда)

1. failure to comply with restrictions in the execution of payment claims

08.01.2018

1. Статья: 36 Пункт: пп.1 п.2 - The Law of the Republic of Kazakhstan "Concerning Banks And Banking Activities"

1. Concerning the compliance with the law on payments and payment systems

Северо-Казахстанский филиал (Петропавловск)

1. Writing off PRO for more than 50% of the money on the account

08.11.2017

1. Статья: 36 Пункт: пп.1 п.2 - Of the article 36 of the law about banks and banking activity

1. Concerning observance of financial consumer's rights

Карагандинский филиал (Караганда)

1. for violation of the requirement established by Clause 11-1 of the Rules for opening, maintaining and closing bank accounts of customers in banks of the Republic of Kazakhstan approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 266 of 02.06.2000

06.12.2017

1. Статья: 11-1 -

executed by letters №40-27/6958 from 23.11.2017 and №27-09/7160 from 05.12.2017

1. Concerning observance of financial consumer's rights

Атырауский филиал (Атырау)

23196,97

1. Administrative violation for the late accept or failure to take accept (after three days from order, except as otherwise noted in article 38 the Law RoK «On payments and money transfers» and in article 581 the Tax Code RoK), late execution (after operation day, next day after accept order or late order execution, if in such order set an execution day) by banks, organizations carry out other type of bank operation, orders on payments and money transfers.

16.02.2018

1. Статья: 220 Пункт: 1 - Of Administrative Violations Code of the Republic of Kazakhstan

27.12.2017 is offended

1. Concerning compliance with the law on payments and money transfers

Кызылординский филиал (Кызылорда)