"Insurance Company "London-Almaty", JSC
Insurance organizations
30.10.2018
№33-1-05/6940
Limited enforcement action
Written warning
The nature of a breach:
1. Violation of clause 7 of the Resolution of the Board of the National Bank of January 28, 2016 №14 “On Approval of the Rules for Determining the Size of Harm Caused to a Vehicle”
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
31.10.2018
51-40-35/2430
Limited enforcement action
Written prescription
The nature of a breach:
1. Acting as an insurance agent in the absence of authority
Date of performance:
30.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 18
Пункт: 1
- The Law of the Republic of Kazakhstan "On Insurance Activities"
Type of Enactments
1. "About insurance" Law of the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
02.11.2018
№180000803001469- №180000803001471
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2020200
The nature of a breach:
1. Аdministrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring
Date of performance:
04.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "London-Almaty", JSC
Insurance organizations
08.11.2018
180000803001483
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
120 250 тенге
The nature of a breach:
1. Violation of the conditions for the proper documentation, storage of documents, accomodation copies of licenses to carry out insurance business, as well as violation of the rules of registration and storage of insurance documentation blanks, work with cash
Date of performance:
12.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 10
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
29.10.2014
59-8-35/2269
Limited enforcement action
Written prescription
The nature of a breach:
1. for violation subitem of a 1 paragraph of a 1 of article 24 the Republic of Kazakhstan Laws “On Compulsory Insurance of Auto Transport Owners’ Civil Responsibility”
Date of performance:
07.11.2014
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"CNIC"Interteach", JSC
Insurance organizations
07.11.2014
140000803000795
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
07.11.2014
25-5-05/275
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.10.2014
Date of performance:
17.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
13.11.2014
25-5-05/279
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 10.10.2014
Date of performance:
24.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
13.11.2014
25-5-05/280
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 10.10.2014
Date of performance:
24.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
16.05.2014
58-12-10/1092
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of p.1 art. 8 of the Law of the Republic of Kazakhstan "On the order of consideration of physical and legal entities requests"
Date of performance:
05.06.2014
Статья/пункты НПА, Статья КоАП:
Note:
Executed letter № 0059/05.01-14 of 29.05.2014 г.
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
