«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
23.04.2018
180000803000756-180000803000771, 180000803000788
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
206508
The nature of a breach:
1. Administrative violations were expressed in the conclusion of the compulsory insurance contract by the insurance company on conditions that do not meet the requirements of the legislation of the Republic of Kazakhstan, in setting the size of insurance premiums other than those specified in the laws of the Republic of Kazakhstan on compulsory types of insurance, as well as incorrect (unreasonable) application of coefficients in calculating insurance premiums
Date of performance:
04.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 5
-
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
23.04.2018
№180000803000772-180000803000787, 180000803000815, 180000803000817, 180000803000819
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2284750
The nature of a breach:
1. Administrative violations were expressed in the implementation by the insurance organization of transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities
Date of performance:
04.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
23.04.2018
№180000803000791-180000803000792
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 443 000 тенге
The nature of a breach:
1. Administrative violations were expressed in violation by the insurance company requirements of legislative acts of the Republic of Kazakhstan in the part of non-fulfillment or improper fulfillment of the requirements for providing information to the insurance database
Date of performance:
04.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 3
-
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
23.04.2018
№180000803000823
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
601250
The nature of a breach:
1. The administrative violation was manifested in the failure to fulfill the duties assumed by it and imposed by the National Bank through the application of a limited measure of influence
Date of performance:
01.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
-
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
19.11.2015
150000803002509
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution №83 of 25 March 2006 of the Board of the NBRK
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
19.11.2015
150000803002507
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution №131 of 22 August 2008 of the Board of the NBRK
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
26.04.2018
№33-2-05/2419
Limited enforcement action
Written agreement
The nature of a breach:
1. For untimely execution of the plan of measures providing for early response measures to improve the financial stability of the insurance organization
Date of performance:
17.09.2018
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
24.11.2015
150000803002470
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
376580
The nature of a breach:
1. "neglect of duty, accepted by the "IC "TransOil", JSC and assigned to the "IC "TransOil", JSC by the National Bank of the Republic of Kazakhstan through the application of enforcement measures"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
27.04.2018
180000803000826, 180000803000827
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1924000
The nature of a breach:
1. Аdministrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring
Date of performance:
09.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
27.04.2018
№ 78
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. The license for reinsurance was suspended for six months for non-compliance with the requirements of prudential standards, established by the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Note:
The validity of the License for reinsurance shall be deemed suspended from the date of bringing this decision to the attention of «Oil Insurance Company», JSC. It is brought to the attention on 2018-05-05.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
