"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
23.06.2016
37-2-06/749
Limited enforcement action
Written prescription
The nature of a breach:
1. In the conclusion of contracts compulsory insurance under the conditions that do not meet the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
04.07.2016
Статья/пункты НПА, Статья КоАП:
Note:
Requirements of article 19 of the Law on CROV are violated
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "General Broker"
Insurance brockers
29.05.2014
30218/362
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.01.2014
Date of performance:
05.06.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.06.2016
160000803003431
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
26.07.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.06.2016
160000803003430
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false report
Date of performance:
26.07.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.06.2016
160000803003429
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false report
Date of performance:
26.07.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.06.2016
160000803003428
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false report
Date of performance:
26.07.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.06.2016
160000803003427
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false report
Date of performance:
26.07.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.06.2016
160000803003426
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false report
Date of performance:
26.07.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
27.06.2016
160000803003416
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Administrativesanction was applied due to in the submission to the authorized body false information
Date of performance:
04.08.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
27.06.2016
158
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. For non-compliance with the limited measures of influence and the dereliction of duty implied by the terms and procedures of the implementation of compulsory types of insurance.
Статья/пункты НПА, Статья КоАП:
Note:
The license shall be considered as suspended from the day of receiving the resolution by JSC "IC" Alliance-Policy ". The resolution was received 14.07.2016.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
