"Oil Insurance Company", JSC
Insurance organizations
13.04.2018
№180000803000660 - №180000803000707, №180000803000714, №180000803000715
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
14430000
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false statements and repeated (two or more times during the twelve consecutive calendar months) violation of prudential standards established by the National Bank
Date of performance:
23.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
2. Статья: 228 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan
2. Статья: 228 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
16.04.2018
№33-3-08/2161
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
01.05.2018
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.06.2016
37-1-11/769
Limited enforcement action
Written warning
The nature of a breach:
1. The requirement of Kazakhstan Republic law for self-retention was breached
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
28.06.2016
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212100 тенге
The nature of a breach:
1. failure of insurance payment
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Grain Insurance Company", JSC
Insurance organizations
29.06.2016
№160000803003486
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
29.06.2016
№160000803003488
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
17.04.2018
№180000803000752 №180000803000753
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
515187
The nature of a breach:
1. Аdministrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
21.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
29.06.2016
№160000803003489
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Eurasia" Insurance Company", JSC
Insurance organizations
29.06.2016
№ 24-2-03/315
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.11.2016
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
23.04.2018
№180000803000789-180000803000790
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
25212
The nature of a breach:
1. Administrative violations were expressed in the conclusion by the insurance organization of the compulsory insurance contract on conditions that do not meet the requirements of the legislation of the Republic of Kazakhstan in the insurance of objects for compulsory types of insurance not subject to insurance
Date of performance:
04.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 6
-
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
