"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
21.08.2014
30-1-07/2013
Limited enforcement action
Written warning
The nature of a breach:
1. in the satisfaction of private court ruling on compulsion of insurance payment obligation fulfillment due to unlawful termination of payment by Annuity Company (Kokshetau city court)
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
22.08.2014
25-5-05/173
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting statements by organization as of 01.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
22.08.2014
25-5-05/173/1
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.08.2014
Date of performance:
31.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
22.08.2014
25-5-05/171
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.08.2014
Date of performance:
31.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
29.08.2014
25-5-05/186
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 10.08.2014
Date of performance:
08.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
03.09.2014
140000803000257
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
6 458 200,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
08.09.2014
30-1-07/2321
Limited enforcement action
Commitment letter
The nature of a breach:
1. based on the private requirement of Pavlodar city court
Date of performance:
23.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Executed letter №15.1/1062 of 23.09.14y.
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
10.09.2014
140000803000620
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200,00
The nature of a breach:
1. ч.4 ст.179 административное правонарушение выразилось в ведении бухгалтерского учета в нарушение требований, установленных законодательством Республики Казахстан о бухгалтерском учете и финансовой отчетности, и методов (принципов) бухгалтерского учета, приведшее к искажению финансовой отчетности
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
10.09.2014
140000803000619
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
3 257 045,00
The nature of a breach:
1. ч.4 ст.179 административное правонарушение выразилось в ведении бухгалтерского учета в нарушение требований, установленных законодательством Республики Казахстан о бухгалтерском учете и финансовой отчетности, и методов (принципов) бухгалтерского учета, приведшее к искажению финансовой отчетности
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
30.12.2013
30235/1417
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.12.2013
Date of performance:
08.01.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
