Measures being imposed

1. For violation of the requirements of paragraph 1 article 7 of the Accounting and Financial Reporting law

25.07.2018

1. Статья: 7 Пункт: 1 - Of the Accounting and Financial Reporting law

Implemented

1. Concerning regulation of financial sector

Центральный аппарат

1. For violation of the requirements of paragraph 7 of the Resolution of Board of National Bank of the Republic of Kazakhstan №304 of December 26, 2016

01.10.2018

1. - For violation of legal requirements Republic of Kazakhstan

not Implemented

1. Concerning regulation of financial sector

Центральный аппарат

1. In connection with the sufficient data to recognize the actions of the Management Board Chairman of JSC «IC «Standard» do not comply with the requirements of the legislation of the Republic of Kazakhstan and his dismissal prior to suspension from performance of his duties, the consent to the appointment (election) of Khaibullin Damir Rafaelievich to the executive's position is withdrawn

1. Concerning regulation of financial sector

Центральный аппарат

3990

1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan

23.08.2018

1. Статья: 230 Пункт: 5 -

1. Concerning regulation of financial sector

Центральный аппарат

1. The insurance company violated the requirements for determining the amount of damage caused to the vehicle

10.08.2018

1. Статья: 22 Пункт: 3 - Of the Law of the Republic of Kazakhstan "On compulsory insurance of civil liability of vehicle owners"
2. Статья: 3 - Of the Rules for determining the amount of damage caused to a vehicle approved by the resolution of the Board of the National Bank of the RK dated 28.01.2016, № 14
3. Статья: 11 - Of the Rules for determining the amount of damage caused to a vehicle approved by the resolution of the Board of the National Bank of the RK dated 28.01.2016, № 14

executed №04-07/3784 09.08.2018

1. Concerning regulation of financial sector

Карагандинский филиал (Караганда)

1. Due to the late submission of the report on the assessment of compliance regarding with the requirements for risk management systems and internal control

1. Concerning regulation of financial sector

Центральный аппарат

1. The license is suspended for 6 months due to non-compliance with the requirements of prudential standards established by the legislation of the Republic of Kazakhstan on the right to carry out: - types of compulsory insurance; - the reinsurance activity; - an insurance of civil liability, except for the classes specified in paragraphs 9) - 11) of the Law of the Republic of Kazakhstan «On insurance activities».

The validity of the License is considered to be suspended from the date of bringing this decision to the attention of IC « Kompetenz », JSC by the following types of activities: - types of compulsory insurance; - the reinsurance activity; - an insurance of civil liability, except for the classes specified in paragraphs 9) - 11) of the Law of the Republic of Kazakhstan «On insurance activities» It is brought to the attention on 2018-08-01.

1. Concerning regulation of financial sector

Центральный аппарат

1. The license for compulsory insurance and reinsurance activities was suspended for six months due non-compliance with the requirements of the prudential standards established by the legislation of the Republic of Kazakhstan.

The validity of the License for compulsory forms of insurance and reinsurance activities shall be deemed suspended from the date of bringing this decision to the attention of IC «Salem», JSC. It is brought to the attention on 2018-08-10.

1. Concerning regulation of financial sector

Центральный аппарат

505050

1. Аdministrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance organization established by the National Bank of the Republic of Kazakhstan prudential norm

1. Статья: 228 Пункт: 5 - Of Administrative Violations Code of the Republic of Kazakhstan

payed

1. Concerning regulation of financial sector

Центральный аппарат

1010100

1. Аdministrative sanction was applied due to preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits

1. Статья: 228 Пункт: 12 - Of Administrative Violations Code of the Republic of Kazakhstan

payed

1. Concerning regulation of financial sector

Центральный аппарат