«ForteBank», JSC
Second tier banks
12.12.2012
663/113/5386
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.04.2013
66-4-3-20/1461
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.04.2013
66-4-3-20/1423
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.04.2013
66-4-1-10/530
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
14.12.2012
663/209/5434
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.12.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
17.04.2013
66-4-3-20/593
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BAUR Kazakhstan" JSC
Issuer
17.04.2013
66-4-3-20/595
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
19.04.2013
66-4-1-05/654
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC " НГТ Холдинг"
Issuer
22.04.2013
66-4-3-20/706
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
24.04.2013
66-4-3-20/759
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
