"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
21.11.2012
667/206/9787
Limited enforcement action
Written warning
The nature of a breach:
1. Violations of Rules of Agency of Republic of Kazakhstan on adjusting and supervision of financial market and financial organizations from February, 28, 2011 № 19 "About claim of Rules of grant of bank services and consideration by the jars of appeals of clients arising up in the process of grant of bank services"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.03.2013
66-4-3-20/1438
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
22.11.2012
147
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
485400
The nature of a breach:
1. administrative offence resulted in repeated (two or more times in three consecutive calendar months) violation of banks minimum reserve requirements set by the National Bank of the Republic of Kazakhstan
Date of performance:
22.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.03.2013
66-4-3-20/1429
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
22.11.2012
151
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80900
The nature of a breach:
Date of performance:
22.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.03.2013
66-4-3-20/1419
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
07.03.2013
66-4-3-20/2228
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
22.11.2012
154
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative offense resulted in the unlawful actions of the Bank, expressed in the representation of the Bank to the authorized body misreporting information
Date of performance:
22.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
22.11.2012
149
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
22.11.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
26.11.2012
663/209/5140
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank for violation of requirements established by paragraph 7 article 40 of the Banking Law of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
