Issuer
07.03.2013
66-4-3-20/2210
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
07.03.2013
66-4-3-20/2205
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
26.11.2012
667/206/9845
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, issued a written order for violation of the deadline for submission of requested information
Date of performance:
30.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
26.11.2012
667/206/9845
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.11.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Samruk-Energy" JSC
Issuer
07.03.2013
66-4-3-20/2219
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
27.11.2012
667/206/9869
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
07.03.2013
66-4-3-20/220066-4-3-20/2200
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
27.11.2012
667/106/9869
Limited enforcement action
Written warning
The nature of a breach:
1. Violation by Bank of point 5 articles 39 "About banks and bank activity in Republic of Kazakhstan", in part of illegal penalty of fine for the complete advanced repayment of loan after expiration of one year from the date of delivery of bank loan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "Кызылординская распределительная электросетевая компания"
Issuer
01.04.2013
66-4-3-20/293
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
28.11.2012
66708/9885
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan", written notification was issued to the bank for violation of the Resolution of the Board of the Agency № 49 ""On Approval of Rules of loans documentation"".
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
