Issuer
26.04.2013
66-4-3-20/799
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
29.04.2013
66-4-3-20/817
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Бахус" JSC
Issuer
29.04.2013
66-4-3-20/838
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
30.04.2013
66-4-3-20/828
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "Алатау Жарык Компаниясы"
Issuer
02.05.2013
66-4-3-20/894
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
02.05.2013
66-4-3-20/929
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
02.05.2013
66-4-3-20/876
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
02.05.2013
66-4-3-20/929
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
14.12.2012
663/209/5434
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, in connection with violations of the Rules of early warning measures and methods for determining the factors affecting the deterioration of the financial position of commercial banks, approved by the Board of the Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations 28.02.2011. № 23 exposed to the bank a written order
Date of performance:
24.12.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №2332-1-1/219 of 24.12.2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
02.05.2013
66-4-3-20/904
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
