"SkyBridge Invest", JSC
Portofolio Manager
28.02.2013
664/113/1442
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Portofolio Manager
18.02.2015
15000803000243
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
20.02.2015
150000803000210
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 260
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
02.03.2015
150000803000244
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Private Asset Management», JSC
Portofolio Manager
29.05.2015
150000803001097
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Private Asset Management», JSC
Portofolio Manager
29.05.2015
150000803001012-1500000803001015
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Portofolio Manager
31.10.2013
255
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
692 400тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 199
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Securities", JSC
Portofolio Manager
11.02.2014
140000943000040
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
166 680тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Portofolio Manager
01.08.2014
33-2-06/1441
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Portofolio Manager
01.08.2014
33-2-06/1443
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
