“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Portofolio Manager
28.01.2013
664/107/582
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Lancaster Invest», JCS
Portofolio Manager
31.01.2013
664/106/6807
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Verny Capital", JSC
Portofolio Manager
04.02.2013
664/106/727
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Verny Capital", JSC
Portofolio Manager
07.02.2013
664/106/808
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Portofolio Manager
07.02.2013
661/245/370
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Lancaster Invest», JCS
Portofolio Manager
07.02.2013
664/106/812
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Verny Capital", JSC
Portofolio Manager
08.02.2013
664/113/910
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.03.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Portofolio Manager
11.02.2013
664/106/942
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Real Asset Management”, JSC
Portofolio Manager
12.02.2013
664/106/982
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Portofolio Manager
18.02.2013
664/106/1154
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
