Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Portofolio Manager
07.12.2012
664/106/7502
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.12.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
10.12.2012
664/1113/7548
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.12.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
25.12.2012
664/106/7861
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
03.01.2013
665/304/9
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
03.01.2013
665/304/6
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
17.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Portofolio Manager
10.01.2013
664/113/99
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.03.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Portofolio Manager
22.01.2013
664/106/439
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Portofolio Manager
23.01.2013
664/106/479
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alibi Securities", JSC
Portofolio Manager
23.01.2013
664/106/477
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
28.01.2013
664/113/602
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
