АО "ABC Bank"
Second tier banks
29.07.2011
26
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
105 840 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SkyBridge Invest", JSC
Portofolio Manager
28.02.2013
664/113/1442
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Gold Investment Group" JSC
Portofolio Manager
11.03.2013
664/106/1712
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
29.07.2011
26
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
105840
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Company failed to submit to the Agency information that doesn’t contain the data submission of which is required according to the banking legislation.
Date of performance:
29.07.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Portofolio Manager
14.03.2013
664/208/1979
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
29.07.2011
30
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
151200
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Company failed to submit to the Agency information that doesn’t contain the data submission of which is required according to the banking legislation
Date of performance:
29.07.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“ATF Finance”, JSC subsidiary company of “ATF Bank”, JSC
Portofolio Manager
20.03.2013
66-4-1-11/167
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
29.07.2011
27
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
105840
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company failed to satisfy obligations applied to it by the Authorized Agency by means of application of the restricted impact measures
Date of performance:
29.07.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Portofolio Manager
26.03.2013
66-4-2-06/186
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
26.03.2013
66-4-2-06/188
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
