«Lancaster Invest», JCS
Portofolio Manager
07.02.2013
664/106/812
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Verny Capital", JSC
Portofolio Manager
08.02.2013
664/113/910
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.03.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Portofolio Manager
11.02.2013
664/106/942
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Real Asset Management”, JSC
Portofolio Manager
12.02.2013
664/106/982
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Portofolio Manager
18.02.2013
664/106/1154
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SkyBridge Invest", JSC
Portofolio Manager
28.02.2013
664/113/1442
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Portofolio Manager
18.02.2015
15000803000243
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
20.02.2015
150000803000210
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 260
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
02.03.2015
150000803000244
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Private Asset Management», JSC
Portofolio Manager
29.05.2015
150000803001097
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
