"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
10.06.2013
66-4-3-20/1580
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Portofolio Manager
17.06.2013
66-4-1-10/1756
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
24.06.2013
66-4-1-10/1931
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
24.06.2013
66-4-1-10/1931
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
24.06.2013
66-6-3-04/1191
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
24.06.2013
66-6-3-04/1192
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
01.07.2013
66-4-2-10/2144
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Portofolio Manager
01.07.2013
66-4-3-20/2140
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Portofolio Manager
09.07.2013
66-4-3-20/2330
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
09.07.2013
66-4-3-20/2349
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
