First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Portofolio Manager
04.09.2007
171
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Portofolio Manager
04.09.2007
166
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Portofolio Manager
04.09.2007
164
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Portofolio Manager
04.09.2007
160
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
04.09.2007
179
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Management Company “ Delta-Invest”, JSC
Portofolio Manager
01.10.2007
262
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
109 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Management Company “ Delta-Invest”, JSC
Portofolio Manager
01.10.2007
261
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
109 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC “NOMAD FINANCE”
Portofolio Manager
09.10.2007
250
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Portofolio Manager
03.12.2007
282
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
163 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
07.12.2007
289
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
218 400тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
