"Centras Capital" LLC
Insurance holdings
29.05.2014
66-5-1-08/1735
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Dos Finance”, LLP
Transfer-Agents
11.04.2008
05-01-13/2611
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Dos Finance”, LLP
Transfer-Agents
13.04.2009
05-01-18/1736
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Transfer-Agents
06.08.2009
05-01-18/3781
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Dos Finance”, LLP
Transfer-Agents
05.05.2011
10030/1001
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.05.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Dos Finance”, LLP
Transfer-Agents
30.11.2011
664/118/2585
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
12.12.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Management Company “ Delta-Invest”, JSC
Portofolio Manager
25.01.2006
05-01-18/388
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.02.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Portofolio Manager
01.02.2006
57
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
41 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
04.05.2006
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
515 000 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
04.05.2006
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
515 000
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
