«Investment Financial House» RESMI», JSC
Portofolio Manager
27.08.2008
122
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
175 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Portofolio Manager
27.08.2008
123
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
116 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Portofolio Manager
27.08.2008
05-01-14/4608
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Real Asset Management”, JSC
Portofolio Manager
02.09.2008
05-01-18/4657
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Portofolio Manager
04.09.2008
127
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
584 000 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
23.07.2020
200000803000061
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
22.08.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Capital Bank Kazakhstan", JSC
Second tier banks
23.07.2020
200000803000060
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
22.08.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«ForteBank», JSC
Second tier banks
28.10.2010
04-01-08/1455/20881-И
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
28.10.2010
08-01-06/4780/20803-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.11.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
28.10.2010
04-01-08/1455/20881-И
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
