"Halyk Bank of Kazakhstan", JSC
Second tier banks
16.07.2010
04-01-08/914/13462
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank to take corrective measures in order to eliminate the violation of the requirements established by the legislation of the Republic of Kazakhstan by 30.07.2010.
Date of performance:
30.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
27.11.2014
140000803001049-140000803001050
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
16.07.2010
04-03-04/913/13455-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of requirements established by paragraph 7 article 40 of the Banking Law of the Republic of Kazakhstan for violation of requirements on participation in related-parties deals.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
27.11.2014
140000803001046-140000803001048
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
555600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
27.11.2014
140000803001045
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
27.11.2014
140000803001039-140000803001044
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 222 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
19.07.2010
08-01-06/3171/13768-И
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of requested documents in fixed terms.
Date of performance:
23.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 12159 of 21.07.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
28.11.2014
38-4-04/2572
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
19.07.2010
04-01-14/623/13649-и
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Agency and the Bank concluded a written agreement about meeting minimal capital established by subpoint 2) paragraph 3 of Resolution of the Agency's Board # 140 dated 02.09.2008.
Date of performance:
30.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
28.11.2014
38-4-04/2573
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
