“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
02.07.2010
05-01-19/1160/12614-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.08.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
16.07.2010
05-02-13/1223/13599-И
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
14.10.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
19.07.2010
9
Limited enforcement action
Written agreement
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
APF “Grantum” subsidiary company of “Kazcommertsbank”, JSC
Organizations engaged in pension assets investment management
23.07.2010
05-01-19/1288/14107-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. Regarding the violation of the reports submission terms |
Date of performance:
04.08.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
23.07.2010
05-01-19/1288/14107-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.08.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.02.2014
140000943000034
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1020000
The nature of a breach:
1. administrative sanction was applied due to in part of the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan.
Date of performance:
28.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
30.07.2010
05-01-19/1340/14585-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
03.09.2010
05-01-18/1533/16994-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
03.09.2010
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.02.2014
140000943000033
Sanctions and other administrative penalties
Not specified
Punishment awarded:
92600
The nature of a breach:
Date of performance:
28.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
