«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.10.2014
140000803000894, 140000803000895
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
740 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
06.11.2014
37-2-04/2357
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
01.07.2010
kas/sb-10/728
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation of the domestic assets coefficient.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
03.07.2010
04-03-08/857/12662-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of requirements established by paragraph 7 and 8 article 40 of the Banking Law of the Republic of Kazakhstan on disclosure of information about related-parties and violation of requirements on participation in related-parties deals.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
12.11.2014
37-2-04/2441
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
21.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
08.07.2010
118
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
115939
The nature of a breach:
Date of performance:
08.07.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
17.11.2014
140000803000995
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
17.11.2014
140000803000994
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
12.07.2010
04-01-14/824/13022-и
Limited enforcement action
Written warning
The nature of a breach:
1. administrative offense resulted in the distortion of the supplier information from the subject credit history
Date of performance:
13.07.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 3
-
Note:
Implemented (letters №26513 от 09.07.10)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
13.07.2010
04-03-04/891/13143-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of requested documents during on-site inspection in fixed terms.
Date of performance:
14.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter without number of 13.07.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
