APF “Capital” subsidiary company of “BankCenterCredit”, JSC
Organizations engaged in pension assets investment management
11.08.2009
132
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
23.04.2010
08-02-02/1558/7253
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank following the decision of appellate collegeate court of Kostanai regional Court #22а-286 of 18.02.2010, for incorrect collateral documentation and credit file formation.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
27.04.2010
69
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141300
The nature of a breach:
1. administrative sanction applied due to a nonfulfillment of the obligation, imposed by the Authorized Body to the Bank by means of appliance of the restricted measures, committed repeatedly within a year after appliance of the administrative measures
Date of performance:
27.04.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization "Orleu", JSC (renamed from - “IMPAO “RESMI Asset Management”, JSC)
Organizations engaged in pension assets investment management
25.09.2009
05-01-18/4582/19036
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
19.05.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
30.04.2010
04-03-08/501/7826-и
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.05.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
04.05.2010
89
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80584
The nature of a breach:
1. Administrative sanction was applied due to a maintenance of accounting records in violation with the requirements, prescribed by the legislation of the Republic of Kazakhstan on business and financial accounting
Date of performance:
04.05.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
25.09.2009
05-01-18/4584
Limited enforcement action
Written agreement
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
13.10.2009
05-01-19/4844
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
04.05.2010
88
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70650
The nature of a breach:
1. Administrative sanction was applied due to submission of inadequate information to the Authorized Body
Date of performance:
04.05.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
04.05.2010
87
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
54895
The nature of a breach:
1. administrative sanction was applied due to a maintenance of accounting records in violation with the requirements, prescribed by the legislation of the Republic of Kazakhstan on business and financial accounting
Date of performance:
04.05.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
