"The integrated securities registrar", JSC
Registrar
14.02.2013
664/106/1061
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
03.07.2013
66-4-1-16/2234
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
24.12.2014
140000803001089
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600т.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
24.12.2014
140000803001088
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600т.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
15.01.2014
66-4-1-16/237
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
21.05.2014
140000803000151
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
555 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
24.12.2014
140000803001085
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
26.12.2014
37-3-07/3059
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
21.05.2014
140000803000152
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
555 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"The integrated securities registrar", JSC
Registrar
03.07.2014
33-1-06/607
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.09.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
