"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
18.08.2014
37-1-05/1286
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the standards of diversification
Date of performance:
29.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
20.08.2014
37-3-07/1343
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
22.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
21.08.2014
37-2-04/1348
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
03.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
27.08.2014
38-4-04/1282
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
08.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
27.08.2014
38-4-04/1281
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
08.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
27.08.2014
38-4-04/1280
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
08.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
27.08.2014
38-4-04/1279
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
08.09.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
28.08.2014
37-1-05/1449
Limited enforcement action
Commitment letter
The nature of a breach:
1. as of 1 July 2014 it has breached adequacy standards of actual solvency margin, which equaled to 0,70
Date of performance:
08.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
11.09.2014
37-1-05/1612
Limited enforcement action
Written prescription
The nature of a breach:
1. Unreliable data reflected in the financial statements
Date of performance:
22.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
11.09.2014
37-1-05/1613
Limited enforcement action
Commitment letter
The nature of a breach:
1. Unreliable data reflected in the financial statements
Date of performance:
22.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
