“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10014-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10016-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
22.06.2012
664/107/3494
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
31.05.2010
04-01-08/650/10017-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
14.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
27.07.2012
664/107/4215
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
27.06.2013
66-4-3-20/2054
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
19.08.2013
66-4-2-10/3330
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
25.09.2012
103
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
647 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 179-3
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
02.06.2010
04-01-14/661/10149-и
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
10.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
02.06.2010
04-01-14/661/10149-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the large shareholder of the bank for non-provision of annual report for year 2009, including information on income and property, within required deadline.
Date of performance:
10.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter without number of 10.06.2010 (incoming in Agency № Ф-1226 of 11.06.2010))
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
